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EG 2.11 Senior management responsibility

DEPP 6.2 Deciding whether to take action

CREDS 2.2 General provisions

SYSC 4.8

SYSC 3.2 Areas covered by systems and controls

SYSC 4.7

SYSC 2.1 Apportionment of Responsibilities

LR 8.7 Supervision of sponsors

DEPP 6.5D Serious financial hardship

DEPP 2.5 Provision for certain categories of decision

SYSC 4.6

REC 2.5 Systems and controls, algorithmic trading and conflicts

SUP 10C.14 Changes to an FCA-approved person’s details

SUP 15.3 General notification requirements

SYSC 5.2

DEPP 6.5B The five steps for penalties imposed on individuals in non-market abuse cases

DEPP 6.6 Financial penalties for late and incomplete submission of reports

SYSC 19C.3 Remuneration principles

EG 19.9 Electronic commerce activity directions: the FCA’s policy [deleted]

SUP 10C.11 Statements of responsibilities